Passing Score: You must score at least 70% to pass.
Topics Covered
The exam covers a variety of topics, including:
State Securities Regulations: Understand the FINRA 63 laws and regulations governing securities in different states.
Registration of Securities: Know the requirements for registering securities and the different exemptions available.
Sales Practices: Familiarize yourself with ethical sales practices and how to avoid fraud.
Customer Accounts: Learn about different types of accounts and how to handle customer transactions.
Study Materials
Recommended Resources
To prepare effectively for the FINRA 63 exam, consider the following resources:
Official FINRA Materials: Utilize the materials provided by FINRA 63, which can include content outlines and sample questions.
Prep Courses: Enroll in a FINRA 63 exam prep course. Many online providers offer comprehensive courses that include study guides, practice exams, and personalized feedback.
Study Guides: Invest in a reputable study guide that covers all the exam topics in detail. Look for guides that include practice questions and real-world scenarios.
Practice Exams: Take advantage of practice exams to familiarize yourself with the exam format and question types. This can significantly boost your confidence.
